Never doubt that a small group of thoughtful, committed people can change the world. Indeed. It is the only thing that ever has. - Margaret Mead
About Investor Consultants

FINRA established Regulatory Notice 10–22 as a reminder to broker dealers of their obligation to conduct a reasonable investigation of the securities and the issuer they recommend in offerings made under the SEC´s Regulation D within the Securities Act of 1933 – also known as private placements. Our Due Diligence report offers a true independent, third–party review for issuers, underwriters, broker dealers, and institutional clients. Investor Consultants, Inc. has provided the following services for more than 20 years:

  • Business Plans
  • Consulting on Regulatory Compliance Issues
  • Independent Due Diligence Reviews
  • Feasibility Studies
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